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Showing 3051–3060 of 59096 articles for “Art. s. 815-9 and 815-13”
The declaration referred to in article L. 211-4 is made to the undertaking for collective investment, to an intermediary referred to in article L. 211-3 or to a central depository when the registered…
…uired, within ten business days of the request for identification made pursuant to article L. 211-5 and referred to inarticle L. 228-3 of the Commercial Code, to disclose the identity of the owners of…
…electronic registration system referred to in the second paragraph of Article L. 211-7 is designed and implemented in such a way as to guarantee the recording and integrity of registrations and to ma…
…stered intermediary referred to in Article L. 211-4 (3) may, under a general securities management mandate, transmit a shareholder's vote or proxy for a meeting of an undertaking for collective invest…
For the purposes of sub-paragraphs 2 and 3, where a general-purpose investment fund is made up of several sub-funds, each sub-fund is considered to be a separate general-purpose investment fund.
Any breach of the provisions of articles D. 214-80 to D. 214-80-8 is subject to the penalties provided for in the sixth paragraph of article 1763 C of the General Tax Code.
…The fund's portfolio management company informs each unitholder of the number of shares subscribed and sends them a registered statement showing the date on which the shares can be sold.
…esignated for this purpose, under conditions defined by an agreement between the management company and this entity.
The competent administrative authority referred to in article R. 221-98 is the Minister for the Economy.
…nale de la sécurité des systèmes d'information, the procedure laid down in Article D. 54-10-7 applies. The response period is one month from the date of referral by the Autorité des marchés financiers…
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