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Showing 1011–1020 of 67349 articles for “Art. s. L 141-3 and L 141-4 · C. civ. Arts. 1644 and 1645”
I. - After receiving the application for authorisation referred to in Article L. 532-30, the Autorité des marchés financiers shall examine whether the AIFM's designation of France as the reference Mem…
…sation is granted by the Autorité des marchés financiers (AMF) under the conditions set out in article L. 532-9 and in accordance with the AMF General Regulation.II. - If the competent authorities of…
…n of a reference Member State other than France, it may refer the matter to the European Securities and Markets Authority.
An AIFM established in a third country wishing to manage European Union AIFs or to market in the European Union the units or shares of AIFs it manages must first obtain authorisation from the Autorité…
When the Autorité des marchés financiers considers that the AIFM may rely on the provisions of Article L. 532-31, it shall notify the European Securities and Markets Authority without delay. The AMF s…
…nce Member State.However, if the AIFM modifies its marketing strategy within two years of its initial authorisation and if this new strategy, if it had been the initial marketing strategy, would have…
Investment services providers other than portfolio management companies shall notify the Autorité de contrôle prudentiel et de résolution of significant intra-group transactions in accordance with the…
Systematic internalisers shall make available to the public at least once a year, free of charge, data relating to the quality of execution of transactions executed within them. These periodic reports…
Prior to any promotional communication or canvassing, a document must be drawn up, in accordance with the conditions laid down by decree, to provide the public with all relevant information about the…
A voting advisory service is provided by a legal person who analyses, on a professional and commercial basis, corporate documents or any other information concerning companies whose shares are admitte…
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