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Showing 841–850 of 66234 articles for “Art. s. L 151-4 and L 151-5”
In granting approval for the programme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditio…
…if its head office or registered office were situated in a Member State of the European Union, would be either a credit institution providing investment services or engaging in investment activities…
Where a competent authority of a third country fails to comply with a request for information exchange referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities a…
I.-A third-country firm establishes a branch in order to provide, in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, the investment services mentioned in A…
Any dispute arising between the Autorité des marchés financiers and the AIFM established in a third country of which France is the reference Member State shall be subject to the jurisdiction of the Fr…
I. - The provisions of article L. 532-21-3 are applicable to AIFM established in third countries.II. - The provisions of Article L. 532-25-1 are applicable to portfolio management companies which mana…
…s capacity as home authority of an asset management company, the Autorité des marchés financiers shall forward a copy of the relevant cooperation arrangements it has entered into in accordance with Ar…
I. - If the actual development of the AIFM's operations in the European Union within two years of its authorisation indicates that the marketing strategy as presented at the time of authorisation has…
A third-country company wishing to open a branch in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin must submit an application for authorisation to the Aut…
Where the AMF is the competent authority of the home Member State of an AIFM established in a third country and considers that the AIFM is not complying with the rules falling within its remit, it sha…
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