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Showing 1231–1240 of 67589 articles for “Art. s. L 228-12 and L 228-14 · Arts. R 228-18 and R 228-20”
The following is punishable by a fine of €3,750 if a freelance administration contractor: 1° Concludes a freelance administration employment contract for a service activity, in disregard of Article L.…
I.-When it is granted authorisation under the conditions set out in Article L. 324-8-3, the collective management organisation must publish the following information without delay on its website, in a…
The applicant body must also provide a detailed and explicit presentation of the organisational and operational arrangements that guarantee the regularity of its governance and management, as well as…
Articles R. 643-21 and R. 643-22 are applicable when the court pronounces the closure of the professional recovery procedure without liquidation. The judicial representative or the person chosen on th…
I. - The eligible financial securities and money market instruments referred to in I of article L. 214-24-55 are :1° Either eligible financial securities and money market instruments admitted to tradi…
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
The Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monit…
I.-The persons mentioned in Article L. 533-29-3 shall draw up a table grouping together the information relating to their establishments by State or territory, mentioned in 1° of the same article, as…
When they have a website, investment firms shall use it to present the systems implemented to ensure compliance with the requirements laid down in Article L. 533-29-3, this section and the regulatory…
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
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