Article L533-18-1
When executing client orders, investment services providers other than portfolio management companies shall establish and publish once a year, for each category of financial instrument, a ranking of t…
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Showing 671–680 of 67589 articles for “Art. s. L 228-12 and L 228-14 · Arts. R 228-18 and R 228-20”
When executing client orders, investment services providers other than portfolio management companies shall establish and publish once a year, for each category of financial instrument, a ranking of t…
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
The AMF shall assess the risks that may arise from the use of leverage by an AIF or its management company. It may, where it considers it necessary to ensure the stability and integrity of the financi…
I. - The transactions referred to in Article 19 of the same Regulation shall be communicated by the persons referred to in a to c to the Autorité des marchés financiers and made public by the latter,…
Legal entities whose registered office is in France and whose securities are admitted to trading on a regulated market shall make public the information required by the report referred to in the last…
The Autorité des marchés financiers is responsible for applying the provisions of Articles 4, 5, 9 and 10 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on…
In the report referred to in the second sentence of the first paragraph of Article L. 621-18-3, the AMF shall report on the application of Articles L. 544-3 to L. 544-6 and may approve any recommendat…
At the request of one or more investment services providers or a professional association of investment services providers, the Autorité des marchés financiers may, after obtaining the opinion of the…
I. - The Autorité des marchés financiers shall issue the authorisation provided for in paragraph 2 of Article 18 of Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, managemen…
The Autorité des marchés financiers may be delegated by the European Securities and Markets Authority under the conditions laid down in Article 74 of Regulation (EU) No 648/2012 of the European Parlia…
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