Article L440-2
Only the following may join clearing houses 1. Credit institutions and investment firms having their registered office in France as well as branches established on French territory of credit instituti…
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Showing 2031–2040 of 68051 articles for “Art. s. L 233-16 and L 233-17 · Art. D 230-2”
Only the following may join clearing houses 1. Credit institutions and investment firms having their registered office in France as well as branches established on French territory of credit instituti…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply if any of the persons referred to in the same Article L. 465-1 recommends that one or more transactions be carried out on the…
When several natural persons, identified in their capacity as investors, have suffered individual losses which have been caused by the act of the same person and which have a common origin, any associ…
Credit institutions and finance companies may also, under conditions defined by the Minister for the Economy, acquire and hold equity interests after prior authorisation from the Autorité de contrôle…
Subject to the provisions of Article 226-14 of the French Criminal Code, the penalties provided for in Article 226-13 of the French Criminal Code shall apply if the members of the administrative, mana…
Article L. 245-2 of the French Commercial Code sets out the penalties for advertising subscriptions to securities.
The operator of the organised trading system establishes the rules of the system. These transparent rules ensure a fair and orderly trading process and set objective criteria for the efficient executi…
The Autorité des marchés financiers may appoint a provisional administrator for the central depositary referred to in 1° of I of Article L. 441-1, to whom all the powers of administration, management…
Within the limits of the services that it is authorised to provide within the territory of a Member State other than France, where it has its registered office, any financial institution that has obta…
In order to supervise an institution benefiting from the regime provided for in Article L. 511-24 and notwithstanding the provisions of Article 1a of Law no. 68-678 of 26 July 1968, the competent auth…
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