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Showing 1261–1270 of 68091 articles for “Art. s. L 233-3 and R 225-31”
When the Autorité des marchés financiers considers that the AIFM may rely on the provisions of Article L. 532-31, it shall notify the European Securities and Markets Authority without delay. The AMF s…
I. - The AIFM's subsequent operations in the European Union have no impact on the designation of France as the reference Member State.However, if the AIFM modifies its marketing strategy within two ye…
Investment services providers other than portfolio management companies shall notify the Autorité de contrôle prudentiel et de résolution of significant intra-group transactions in accordance with the…
Systematic internalisers shall make available to the public at least once a year, free of charge, data relating to the quality of execution of transactions executed within them. These periodic reports…
Prior to any promotional communication or canvassing, a document must be drawn up, in accordance with the conditions laid down by decree, to provide the public with all relevant information about the…
A voting advisory service is provided by a legal person who analyses, on a professional and commercial basis, corporate documents or any other information concerning companies whose shares are admitte…
Participative finance intermediaries as defined in Article L. 548-2 are registered in the single register mentioned in Article L. 546-1.
A public offer of tokens consists of offering to the public, in any form whatsoever, to subscribe to these tokens. A public offer of tokens does not include an offer of tokens open to subscription by…
Where the project promoter is a local authority, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal…
A systematic internaliser is an investment services provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by execu…
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