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Showing 6391–6400 of 63646 articles for “Art. s. L 312-75 and L 312-82”
Portfolio management companies shall set a target for balanced representation of women and men among the teams, bodies and managers responsible for making investment decisions. The results obtained ar…
Asset management companies shall act honestly, fairly and professionally in the best interests of investors. All information, including promotional communications, sent by an asset management company…
Investment service providers other than portfolio management companies that design financial instruments for sale to clients and investment service providers that offer, recommend or market financial…
…y a third party of research equipment or services to investment service providers, other than portfolio management companies, providing investment or related services to clients, shall be deemed to fu…
When, as the authority responsible for supervision on a consolidated basis, the Autorité de contrôle prudentiel et de résolution receives an application for approval or exemption from approval referre…
…Member State of the European Union or party to the Agreement on the European Economic Area responsible for the prudential supervision on a consolidated basis of a group consults the Autorité de contrô…
Any failure by the external valuation experts referred to in article L. 214-24-15 to comply with the laws, regulations and professional obligations applicable to them is subject to sanctions imposed b…
Any natural person or legal entity must, in order to exercise or have exercised by their spouse or agents an itinerant commercial or craft activity outside the territory of the municipality where thei…
The terms and conditions for the application of this section shall be laid down by decree in the Conseil d'Etat, in particular the conditions for the authorisation of the agents mentioned in 2° of Art…
In addition to officers and agents of the judicial police, the following are competent to record by official report the offences provided for by the decree mentioned in Article L. 123-31: 1° The deput…
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