Article L533-11
When providing investment and investment-related services to clients, investment service providers other than asset management companies shall act honestly, fairly and professionally, in the best inte…
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Showing 7761–7770 of 61689 articles for “Art. s. L 313-3 to L 313-5”
When providing investment and investment-related services to clients, investment service providers other than asset management companies shall act honestly, fairly and professionally, in the best inte…
I.- Investment services providers other than portfolio management companies shall take all reasonable steps to obtain, when executing orders, the best possible result for their clients having regard t…
I.-In order to provide the services mentioned in 4 or 5 of Article L. 321-1, investment service providers other than portfolio management companies shall obtain the necessary information concerning th…
Investment service providers other than portfolio management companies shall keep a record, including the document or documents approved by themselves and their clients, setting out the rights and obl…
I. - All information, including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurat…
Investment services providers other than portfolio management companies authorised to provide the services mentioned in 1, 2 or 3 of Article L. 321-1 may initiate or conclude transactions with eligibl…
I. - Without prejudice to the provisions of article L. 5215-40, the perimeter of the public intercommunal cooperation establishment may subsequently be extended, by order of the State representative(s…
The deliberative body of the public establishment of intercommunal cooperation deliberates on changes to the articles of association other than those referred to in articles L. 5211-17 to L. 5211-19 a…
A commune may withdraw from the public establishment for intercommunal cooperation, except in the case of an urban community or a metropolis, under the conditions laid down in article L. 5211-25-1, wi…
ENNEX 1-5-2 STANDARD FORM FOR SIMPLIFIED ANNUAL ACCOUNTING PUBLICATION STATEMENT-BUSINESS 1. Declarant (1) Name or business name of the legal entity Registered with the RCS, number Identity and capaci…
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