Article L533-4
Where the parent undertaking of an investment service provider other than a portfolio management company is a credit institution, an investment firm, a financial holding company, a mixed financial hol…
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Showing 2531–2540 of 51267 articles for “Art. s. L 313-30 to L 313-32”
Where the parent undertaking of an investment service provider other than a portfolio management company is a credit institution, an investment firm, a financial holding company, a mixed financial hol…
Investment service providers other than asset management companies shall have sound administrative procedures, internal control mechanisms, effective risk assessment techniques, effective control and…
Investment services providers other than portfolio management companies shall notify the Autorité de contrôle prudentiel et de résolution of significant intra-group transactions in accordance with the…
Where it decides to implement the measures referred to in this subsection in respect of a person referred to in I of Article L. 613-34 of the measures referred to in this sub-section, the resolution b…
The collège de résolution shall carry out the automatic transfer provided for in 4° of I of Article L. 311-30 under the conditions set out in the first, second and third paragraphs of I of Article L.…
Title III of Book I of this Part is applicable in the Wallis and Futuna Islands in the version resulting from Law no. 2022-1089 of 30 July 2022 putting an end to the exceptional regimes created to com…
For the application of this Title in Saint-Pierre-et-Miquelon, New Caledonia, French Polynesia and the Wallis and Futuna Islands, references to Regulations (EU) No 648/2012 of the European Parliament…
The judgment opening the judicial liquidation has the same effects as those provided for in the case of safeguard by the first and third paragraphs of I and by III of Article L. 622-7, by the articles…
The contributions referred to in Article L. 6331-48 are collected by the bodies referred to in Articles L. 213-1 and L. 752-4 of the Social Security Code and are paid to France Compétences, up to the…
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