Article L440-6
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
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Showing 1811–1820 of 63643 articles for “Art. s. L 313-47 and L 313-48”
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
An association taking legal action under articles L. 452-2 and L. 452-3 may bring a civil action before the examining magistrate or the court in the place where the defendant has its registered office…
Article L. 245-2 of the French Commercial Code sets out the penalties for advertising subscriptions to securities.
I.-Credit institutions are the undertakings defined in point 1 of paragraph 1 of Article 4 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013.II. - Finance co…
Without prejudice to the specific provisions applicable to them, the prohibitions defined in Article L. 511-5 do not apply to the institutions and services listed in Article L. 518-1, nor to undertaki…
The provisions of Articles L. 533-11 to L. 533-16, L. 533-18, L. 533-19, L. 533-24 and L. 533-24-1 are applicable to transactions concluded on an organised trading system.
…on or party to the Agreement on the European Economic Area that operates without requiring the actual presence of natural persons may offer, in mainland France, Guadeloupe, French Guiana, Martinique,…
…te of the European Union or party to the Agreement on the European Economic Area as it has over regulated markets under II of Article L. 422-1.
The operator of the organised trading system establishes the rules of the system. These transparent rules ensure a fair and orderly trading process and set objective criteria for the efficient executi…
Members of clearing houses may not invoke professional secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and sol…
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