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Showing 1661–1670 of 68255 articles for “Art. s. L 313-7 and R 313-4”
Where a competent authority of a third country fails to comply with a request for information exchange referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities a…
I.-A third-country firm establishes a branch in order to provide, in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, the investment services mentioned in A…
Any dispute arising between the Autorité des marchés financiers and the AIFM established in a third country of which France is the reference Member State shall be subject to the jurisdiction of the Fr…
I. - The provisions of article L. 532-21-3 are applicable to AIFM established in third countries.II. - The provisions of Article L. 532-25-1 are applicable to portfolio management companies which mana…
In its capacity as home authority of an asset management company, the Autorité des marchés financiers shall forward a copy of the relevant cooperation arrangements it has entered into in accordance wi…
I. - If the actual development of the AIFM's operations in the European Union within two years of its authorisation indicates that the marketing strategy as presented at the time of authorisation has…
A third-country company wishing to open a branch in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin must submit an application for authorisation to the Aut…
Where the AMF is the competent authority of the home Member State of an AIFM established in a third country and considers that the AIFM is not complying with the rules falling within its remit, it sha…
The Autorité des marchés financiers may, at the request of the European Securities and Markets Authority:1° Prohibit the marketing, in the European Union, of units or shares of AIFs managed by manager…
Where the parent undertaking of an investment service provider other than a portfolio management company is a credit institution, an investment firm, a financial holding company, a mixed financial hol…
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