Article L517-4-2
An intermediate parent undertaking in the European Union is a credit institution or a financial holding company or a mixed financial holding company which has applied for approval in accordance with t…
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Showing 3841–3850 of 68255 articles for “Art. s. L 313-7 and R 313-4”
An intermediate parent undertaking in the European Union is a credit institution or a financial holding company or a mixed financial holding company which has applied for approval in accordance with t…
A mixed-activity holding company is a parent undertaking other than an establishment, a financial holding company or a mixed-activity financial holding company, which includes at least one establishme…
An investment holding company is a financial institution the subsidiaries of which are exclusively or mainly investment firms or financial institutions, at least one of which is an investment firm whi…
Where the intermediary acts on behalf of a credit institution, a finance company, an electronic money institution that provides payment services, a payment institution, another intermediary in banking…
I. - 1. When an AIFM established in a third country and whose reference Member State is France intends to manage units or shares of AIFs established in another Member State of the European Union, eith…
The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to comply with a specific liquidity requirement where, on the basis of the controls and examinatio…
Investment firms providing the investment services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management c…
The Autorité de contrôle prudentiel et de résolution may require Class 2 investment firms and the firms referred to in Article 46(2) of Regulation (EU) 2019/2033 to publish, more than once a year, wit…
The Autorité de contrôle prudentiel et de résolution may require Class 2 and Class 3 investment firms to make additional or more frequent disclosures than those provided for in Title III of Book V or…
Investment services providers other than portfolio management companies that use algorithmic trading : 1° Have effective systems and risk controls appropriate to their business to ensure that their tr…
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