Article R*425-1
Silence on the part of the administration shall constitute a decision to reject : 1° Applications for initial approval of the rules of an organised trading system made pursuant to the third paragraph…
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Showing 5191–5200 of 68255 articles for “Art. s. L 313-7 and R 313-4”
Silence on the part of the administration shall constitute a decision to reject : 1° Applications for initial approval of the rules of an organised trading system made pursuant to the third paragraph…
The Autorité de contrôle prudentiel et de résolution shall send the European Central Bank a proposed decision to oppose the proposed acquisition only if there are reasonable grounds for doing so on th…
Silence on the part of the administration shall constitute a decision to reject : 1° Requests for initial approval of the rules of a multilateral trading facility pursuant to the second paragraph of A…
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
For the application of I of Article L. 561-5, the persons mentioned in Article L. 561-2 shall identify and verify the identity of the persons acting on behalf of the customer in accordance with the pr…
The period of time after which the AMF's silence on registration applications submitted pursuant to Article L. 54-10-3 shall be deemed to constitute a decision of acceptance is six months from the dat…
For the persons mentioned in 1° to 2°e, 6°, with the exception of financial investment advisors and providers of participative financing services in respect of their activities mentioned in Article L.…
The report referred to in V of Article L. 561-36 shall contain the following information: 1° The sanctions that the supervisory authorities referred to in this V impose on the persons referred to in A…
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