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Showing 1901–1910 of 68749 articles for “Art. s. L 561-45-2 and R 561-59”
Where the applicant applies for authorisation as an investment firm or credit institution including the right to provide custody account keeping or clearing of financial instruments, the authorisation…
The intermediaries referred to in article R. 519-27 above are required to analyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or prop…
The other convertible instruments referred to in 3° of Article L. 533-30-11 that may be used for the allocation of variable compensation are the only instruments that may be fully converted into Tier…
Natural persons who direct or manage a participatory finance intermediary must not be subject to any of the incapacities referred to in Article L. 500-1, nor hold a management position in a person sub…
The information referred to in article R. 533-19 as well as that concerning the results of the votes cast at the general meetings referred to in article L. 511-78 shall be sent to the European Banking…
I. - Any person referred to in I of article L. 546-1 shall apply for registration in the register and for entry in the categories referred to in I of article R. 519-4. To this end, it must compile a f…
If the Autorité des marchés financiers does not respond within the time limit referred to inArticle L. 549-4, the application is deemed to have been rejected.
For the application of article L. 551-4, the manager must present accounts distinguishing according to the nature, category or management method of the assets. These documents, together with the comme…
A national register of persons subject to a freezing order pursuant to the provisions of this chapter is hereby created. This national register, kept by the Minister responsible for the economy, is in…
I. - If, at the end of the period provided for in the second paragraph of Article R. 563-1, the operator has not complied with the formal notice given to it to cease the unlawful activity of online ga…
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