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Showing 4621–4630 of 61403 articles for “Art. s. L 621-3 to L 621-6”
Undertakings covered by the Solvency II regime are :1° The undertakings referred to in Article L. 310-1 which are authorised to carry on their business, and those referred to in the first paragraph of…
Where a credit institution, an investment firm or a person referred to in 3° to 6° of I of Article L. 613-34 disposes of for valuable consideration by means of a transaction entered into after the ado…
Without prejudice to the provisions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in acco…
Failure to comply with the obligations set out in articles L. 1111-3, L. 1111-3-2, L. 1111-3-3 and L. 1111-3-4 of this code shall be investigated and recorded by competition, consumer affairs and frau…
This sub-section applies to the reorganisation measures and winding-up proceedings of credit institutions, investment firms other than portfolio management companies and their branches established wit…
The representatives of the public establishments of inter-municipal cooperation are elected by the presidents of the public establishments of inter-municipal cooperation by proportional voting with th…
In the event of the resignation of all the members of the Board of Directors or the definitive annulment of the election of all its members, the Chairman shall be responsible for the conduct of curren…
The Autorité de contrôle prudentiel et de résolution shall assess and monitor, taking into account the size, risk profile and business model of the investment firm, the systems, strategies and procedu…
I.-The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to take, at an early stage, any measures necessary to address any of the following issues: 1° T…
When the athlete's consent has been obtained in accordance with the conditions set out in article L. 232-14-2, the testing operations referred to in article L. 232-14-1 may be initiated on the basis o…
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