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Showing 241–250 of 44611 articles for “Art. s. L. 145-15 et L. 145-16”
…the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité de co…
…the costs associated with the transactions carried out and the services provided on behalf of clients.II - Investment service providers other than portfolio management companies that provide the inves…
I. - The persons mentioned in Article L. 561-2 shall be required, under the conditions laid down in this chapter, to report to the department mentioned in Article L. 561-23 the sums entered in their b…
…ply if any person engages in the activity of intermediary in equity financing in breach of Articles L. 548-1 to L. 548-4.
Legal entities found to be criminally liable, under the conditions set out in Article 121-2 of the French Criminal Code, for the offence provided for in Article L. 572-13 of this Code are liable to :1…
A decree in the Conseil d'Etat shall lay down the procedures for applying the provisions of this chapter.
…the business of intermediary in banking and payment services without complying with the obligation set out in the first paragraph of Article L. 519-2 is liable to two years' imprisonment and a fine of…
A Secretary General is appointed by order of the Minister for the Economy, on the recommendation of the Chairman of the Autorité de contrôle prudentiel et de résolution. A first deputy secretary gener…
…é des marchés financiers or the request made by the Chairman of the Autorité de contrôle prudentiel et de résolution.Subject to Article L. 465-3-6, if it decides to initiate sanction proceedings, it n…
…of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with the competent a…
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