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Showing 4501–4510 of 44611 articles for “Art. s. L. 145-15 et L. 145-16”
Legal entities found to be criminally liable, under the conditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in additio…
…rm may ask the AIFM to suspend trading so that it can inform the public under satisfactory conditions.The Chairman of the Autorité des marchés financiers may also ask the operator of a trading venue t…
I.-The admission of financial instruments and assets referred to in II of Article L. 421-1 to trading on a regulated market is decided by the market undertaking, in accordance with the rules of the ma…
…4 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments by regulatory technical standards concerning the quotation step regime…
…n to exercise, directly or indirectly, a significant influence on the management of a regulated market must possess qualities that guarantee the sound and prudent management of that market. Any person…
…e orders on behalf of third parties or to deal on own account may become members of a regulated market referred to in Article L. 421-1: a) Directly, by establishing a branch in mainland France, the Fr…
…der which multiple third-party buying and selling interests in financial instruments are brought together under non-discretionary rules in order to conclude transactions in those instruments. It opera…
…and a fine of 9,000 euros for any person to fail to comply with the obligations imposed by articles L. 342-1 to L. 342-3 in respect of transactions in precious materials and banknotes. The materials r…
…ta relating to the order book or provide access to the order book so that it can monitor transactions.
I.-The AMF establishes and applies limits on the size of a net position that a person may hold at any time: 1° In agricultural commodity derivatives within the meaning of Regulation (EU) No 600/2014 o…
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