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Showing 7681–7690 of 44611 articles for “Art. s. L. 145-15 et L. 145-16”
…ory functions on matters concerning the investment firm's overall risk strategy and overall risk appetite, both current and future. It assists the board of directors, the supervisory board or any othe…
…investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
The board of directors, the supervisory board or any other body exercising equivalent supervisory functions and, where applicable, the risk committee shall be provided with full information on the sit…
…rectors, the supervisory board or any other body exercising equivalent supervisory functions shall set up a compensation committee. Branches of third-country undertakings referred to in Article L. 532…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
Digital asset services include the following services: 1° The service of holding digital assets on behalf of third parties or access to digital assets, where applicable in the form of private cryptogr…
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
…nce a year, to a central and independent internal assessment in the exercise of supervisory functions. In the branches of third-country undertakings referred to in Article L. 532-48 and where the thir…
The fixed portion of the total remuneration of the persons referred to in Article L. 533-30 represents a sufficiently large portion of the total remuneration to allow the greatest possible flexibility…
No variable remuneration is paid to the persons mentioned in 1° and 2° of Article L. 533-25 within an investment firm benefiting from exceptional public financial support. Variable remuneration paid t…
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