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Showing 3431–3440 of 43747 articles for “Art. s. L. 145-19 et L. 145-20”
I.-The AMF establishes and applies limits on the size of a net position that a person may hold at any time: 1° In agricultural commodity derivatives within the meaning of Regulation (EU) No 600/2014 o…
…No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories, the Autorité des marchés fin…
…ovision of financial services to a consumer is preceded by canvassing within the meaning of article L. 341-1, article L. 341-12 applies in place of article L. 222-5 of the Consumer Code and references…
…tant, legal entities or companies carrying out the transactions referred to in 1° and 2° of article L. 411-2 are not deemed to be making a public offer.
…ing cancellations, and transactions carried out by members on the trading platform, with a view to detecting any failure to comply with these rules, any trading conditions likely to disrupt orderly tr…
…No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories, a market undertaking shall a…
…or another State party to the Agreement on the European Economic Area as it has over regulated markets under II of Article L. 422-1.
…le 226-13 of the French Criminal Code for violating the professional secrecy established in article L. 312-14.
Natural persons guilty of one of the offences referred to in articles L. 353-1 and L. 353-2 are also liable to the following additional penalties: 1° Disqualification from civic, civil and family righ…
…orders or execute trades in a way that contributes to disorderly trading conditions or leads to market abuse. To this end, the rates for cancelled orders may be adapted according to the length of time…
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