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Showing 3921–3930 of 43747 articles for “Art. s. L. 145-19 et L. 145-20”
…son or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des marchés financiers. These offices shall state t…
In this Title, "financial instrument" means financial instruments within the meaning of Article L. 211-1 and the units referred to in Article…
The Minister responsible for the economy shall set the conditions under which investment firms and credit and investment institutions as defined in article L. 516-1 may carry on, on a professional bas…
…llective investments" without managing UCITS mentioned in 1° and 3°: 1° Falling under II of article L. 214-24, excluding those mentioned in the last paragraph of the same II and excluding FIAs falling…
…e Minister responsible for the economy shall specify the conditions for the application of articles L. 532-6 and L. 532-7. In particular, it shall set the terms and conditions under which :a) Decision…
…ramme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditions under which the investment ser…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Autorité des marchés financiers, the Banque de France, the Institut d'émission…
…rson authorised to provide investment services may, without prejudice to the provisions of Articles L. 511-21 to L. 511-26, provide investment and related services under the freedom to provide service…
…Mayotte and Saint-Martin and which is authorised to provide investment services pursuant to Article L. 532-1 that wishes to establish a branch in another Member State of the European Union or a State…
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