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Showing 6631–6640 of 43747 articles for “Art. s. L. 145-19 et L. 145-20”
…r any other body exercising equivalent supervisory functions and the persons referred to in Article L. 532-2(4) must devote sufficient time to carrying out the duties referred to in Article L. 533-29-…
The Autorité de contrôle prudentiel et de résolution may require Class 2 investment firms and the firms referred to in Article 46(2) of Regulation (EU) 2019/2033 to publish, more than once a year, wit…
…s shall include information on the risks associated with climate change as well as biodiversity risks. II.-Portfolio management companies shall make available to their subscribers and to the public a…
…ement report, the following information, included in the scope of consolidation defined in Articles L. 233-16 et seq. 233-16 et seq. of the French Commercial Code, for each country or territory: 1° Na…
…intaining, on an ongoing basis, the amount, type and distribution of internal capital and liquid assets which they consider appropriate to cover the nature and level of risks which they may impose on…
…ated parties are appropriately documented and made available to the Autorité de contrôle prudentiel et de résolution upon request. For the purposes of the previous paragraph, a related party may be :…
The Autorité de contrôle prudentiel et de résolution may impose on a Class 2 investment firm an additional capital requirement in excess of the minimum amount provided for by the applicable regulation…
…r other than a portfolio management company informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficient range of financial instruments…
…the loan can be repaid, refinanced or amortised, this investment service is not subject to articles L. 533-12-6, L. 533-13, L. 533-14 and L. 533-15.
…s and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third parties that enables them to moni…
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