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Showing 9271–9280 of 61143 articles for “Art. s. L. 214-1 & L. 214-1-1”
…by means of this device is taken into account when calculating the sanitation charge payable by users.
Where the parent undertaking of a credit institution or a finance company is a credit institution, an investment firm, a financial holding company, a mixed financial holding company or a parent undert…
The regional banks and credit unions are subject to documentary and on-site inspections by the Inspectorate General of Finance.
…ound reporting and accounting procedures, to identify, measure, monitor and control such transactions.
…fessionally, taking into account the rights and interests of customers, including potential customers. Banking and payment services intermediaries are required to comply with rules of good conduct lai…
…en;b) Request the necessary information from the competent supervisory authorities of third countries.Where the Autorité des marchés financiers is informed by the authorities of the management company…
…r accordingly. It shall also provide details of any compensation scheme designed to protect investors.If the Autorité des marchés financiers refuses to communicate the information referred to in the p…
…ord of all orders placed, including order cancellations, orders executed and quotes on trading venues.
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
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