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Showing 2941–2950 of 63846 articles for “Art. s. L. 223-21 and L. 225-41”
I. - The persons mentioned in article L. 341-3 may appoint natural persons to carry out banking or financial canvassing on their behalf. The establishments and undertakings or institutions mentioned i…
…tial financial contribution, with the exception of:units in non-trading property investment companies. At the end of a period of two years from the promulgation of the Financial Security Act no. 2003-…
…for the marketing of digital assets, services on digital assets or financial products, instruments and services, must hold a canvassing card issued by the person on whose behalf they are acting, in a…
…canvass, subject to the procedures for exercising the right of withdrawal set out in II of article L. 341-16 . The first paragraph of this article does not apply to the persons mentioned in 7° and 8°…
…ect marketers shall enquire about the financial situation of the person canvassed, their experience and their investment or financing objectives. These provisions do not apply in the case of mailings…
I. - The operator of a trading venue shall put in place effective systems, procedures and mechanisms to ensure that its trading systems are resilient, have sufficient capacity to handle high volumes o…
Position limits and position management controls shall be transparent and non-discriminatory, shall state how they apply to persons and shall take into account the nature and composition of market par…
…cided by order of the Minister for the Economy on a proposal from the Autorité des marchés financiers. The Autorité des marchés financiers consults the Autorité de contrôle prudentiel et de résolution…
…nts may be traded on its facility. When a financial instrument mentioned in 1 or 2 of II of Article L. 211-1, admitted to trading on a regulated market, is also traded on a multilateral trading facili…
…does not commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the facilitator, acts as an intermedi…
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