Article L532-14
…torité de contrôle prudentiel et de résolution, which will inform the Autorité des marchés financiers. These offices shall state the name or business name of the institution they represent.
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Showing 3471–3480 of 63846 articles for “Art. s. L. 223-21 and L. 225-41”
…torité de contrôle prudentiel et de résolution, which will inform the Autorité des marchés financiers. These offices shall state the name or business name of the institution they represent.
…rder to supervise an investment service provider benefiting from the regime provided for in Article L. 532-18-1, the competent authorities of the home country to which it belongs may require its branc…
In this Title, "financial instrument" means financial instruments within the meaning of Article L. 211-1 and the units referred to in Article…
The Minister responsible for the economy shall set the conditions under which investment firms and credit and investment institutions as defined in article L. 516-1 may carry on, on a professional bas…
…are legal entities which manage one or more : 1° UCITS ; 2° FIA ; 3° UCITS governed by foreign law and approved in accordance with Directive 2009/65/EC of the European Parliament and of the Council o…
…e Minister responsible for the economy shall specify the conditions for the application of articles L. 532-6 and L. 532-7. In particular, it shall set the terms and conditions under which :a) Decision…
…the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditions under which the investment service provider other…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
I. - Any member of a board of directors or, as the case may be, of a supervisory board and any person who in any capacity participates in the direction or management of an investment firm or portfolio…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
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