Article R561-5-3
For the application of 2° of I of Article L. 561-5, and by way of derogation from Article R. 561-5-2, when the measures provided for in 1° to 3° of Article R. 561-5-1 cannot be implemented: 1° The per…
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Showing 131–140 of 69690 articles for “Art. s. L. 561-46 and R. 561-1”
For the application of 2° of I of Article L. 561-5, and by way of derogation from Article R. 561-5-2, when the measures provided for in 1° to 3° of Article R. 561-5-1 cannot be implemented: 1° The per…
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
In order to ensure compliance with the obligations laid down in Chapters I and II of this Title, the persons referred to in Article L. 561-2 shall provide regular information to their staff. To the sa…
The correspondents and registrants designated by the same person mentioned in Article L. 561-2 shall provide each other with the information brought to their attention by the department mentioned in A…
The parent undertaking of a group mentioned in I of Article L. 561-33, which has as a subsidiary or branch at least one person mentioned in 1° to 2°e, 6°, with the exception of financial investment ad…
…cle 40 of the Code of Criminal Procedure, information held by the department referred to in Article L. 561-23 may not be used for purposes other than those provided for in this chapter. Disclosure of…
Where the persons referred to in the first paragraph of Article R. 561-38-2 use an external service provider pursuant to Article R. 561-38-2, they shall ensure that their internal control system also…
The information relating to beneficial owners referred to in the second paragraph of Article L. 561-46 is declared to the commercial court registry when the application for registration in the Trade a…
The persons referred to in Article L. 561-2 are not required to identify the beneficial owner of the business relationship when their customer is a company whose securities are admitted to trading on…
In addition to the application of article L. 561-30-1 and article 40 of the Code of Criminal Procedure, the department is authorised to pass on information it holds to the judicial authorities and cri…
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