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Showing 51–60 of 56822 articles for “Art. s. L. 621-2”
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
…data collected in the course of the same investigation under the conditions provided for in Article L. 621-10-2 at the end of their retention period shall give rise to a report drawn up by AMF investi…
For the application of the second and third paragraphs of Article L. 621-2, the matter shall be referred to the court by means of a writ of summons for the purpose of extending the proceedings or reun…
The administrative composition procedure is definitively interrupted : 1° If the person to whom it has been proposed refuses or fails to make a decision within the time limit set in article R. 621-37-…
…an ex gratia remission of AMF claims, except for the duties and contributions mentioned in Article L. 621-5-3 ; 2° At the justified request of debtors, to grant total or partial remission of late pay…
…vened by the Chairman of the Autorité des marchés financiers or at the request of half of its members. In the event of absence, the Chairman of the Autorité des marchés financiers shall appoint one of…
…ment and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps.II. - Pursuant to I, the AMF may impose penalties for any breach of the provisions of the said Reg…
…urities are admitted to trading on a regulated market for any information on the persons they control. The statutory auditors of the persons referred to in the first paragraph of this II shall communi…
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
The Autorité des marchés financiers shall collect the proceeds of the fees established in Article L. 621-5-3. A decree in the Conseil d'Etat shall set the compensation system for its members, its acco…
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