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Showing 2661–2670 of 61902 articles for “Art. s. R. 123-224 and R. 123-232”
…icle L. 532-39, in the event of a difference of opinion between the Autorité des marchés financiers and the European Securities and Markets Authority :1° The Autorité des marchés financiers shall info…
…Autorité de contrôle prudentiel et de résolution. This report contains a copy of the balance sheet and profit and loss account for the association's last financial year. In particular, it describes t…
When the Autorité de contrôle prudentiel et de résolution decides to withdraw an association's authorisation, it shall notify the association of this decision by registered letter or electronic regist…
…aning of 4° of Article L. 517-2, in order to assess, in particular, the quality of the shareholders and the good repute and experience of the managers involved in the management of another entity in t…
I. When a portfolio management company plans to change any of the factors mentioned in 2°, 5° and 6° of II of Article D. 532-20 or any of the assessment factors communicated to the Autorité des marché…
…sociations may be consulted on the websites of the Autorité de contrôle prudentiel et de résolution and the body referred to inArticle L. 512-1 of the Insurance Code.
…hange in its governance, organisation, articles of association, operating rules or written procedures. It shall also inform the Authority of any change in the information concerning it and, in particu…
The association verifies that its members and the staff concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1…
…on its application drawn up in accordance with the conditions laid down in the Delegated Regulation and the Implementing Regulation of the European Commission adopted pursuant to paragraphs 4 and 5 of…
I. - Any portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, wishes for the first time to ma…
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