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Showing 2631–2640 of 68303 articles for “Art. 1 and 3”
…he Economy may, after obtaining the opinion of the Consultative Committee for Financial Legislation and Regulation and at the request of one or more representative organisations of financial sector pr…
…stitutions, the Minister responsible for the economy shall lay down rules concerning in particular: 1° The amount of capital of electronic money institutions ; 2° The terms and conditions according to…
…olution shall be published in the official register of the authority when they concern breaches of: 1° the rules intended to ensure customer protection with regard to the marketing of structured depos…
…here the activity of a person subject to its supervision is likely to undermine financial stability and in the emergency situations provided for in Regulation (EU) No 1093/2010 of the European Parliam…
I. - When it considers that the measures that may be taken pursuant to II of Article L. 612-33 are not sufficient to remedy the situation of a credit institution, an investment firm referred to in 2°…
…feguard, receivership or compulsory liquidation proceedings, as well as any enforcement proceedings and any equivalent legal proceedings opened against a payment institution on the basis of foreign la…
…n responsible for the supervision of a group on a consolidated basis, for the purposes of examining and assessing a preventive group recovery plan, the college of supervisors shall provide all the coo…
This sub-section applies to the reorganisation measures and winding-up proceedings of credit institutions, investment firms other than portfolio management companies and their branches established wit…
…of a group on a consolidated basis or the competent authorities within the meaning of Articles L. 511-21 or L. 532-16 that the branch established in France of a class 1a credit institution or investm…
When applying the provisions of Article L. 612-2 to members established outside France of a clearing house established in France, the Autorité de contrôle prudentiel et de résolution shall take into a…
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