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Showing 2611–2620 of 68303 articles for “Art. 1 and 3”
I. - As an exception to the prohibition laid down in article L. 521-2, a provider of electronic communications networks or services may provide payment services, in addition to electronic communicatio…
The banking and payment services intermediaries defined in Article L. 519-1 are registered in the single register referred to in Article L. 546-1.
…subject to specific conditions that meet the purpose set out in the ninth paragraph of Article L. 532-2 and the fifth paragraph of Article L. 532-3, or be subject to compliance with commitments made…
In this sub-section and for the purposes of the provisions relating to algorithmic trading : 1° "algorithmic trading" means trading in financial instruments in which a computer algorithm automatically…
…than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the client, any remuneration, commissi…
By way of derogation fromarticle L. 1331-2 of the French Labour Code, the total amount of variable remuneration may, in whole or in part, be reduced or give rise to restitution where the financial res…
The members of the risk committee set up pursuant to the provisions of Article L. 533-31 have the knowledge, skills and expertise to enable them to understand, manage and monitor the investment firm's…
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
…of financial instruments or methods that facilitate non-compliance with the provisions of Titles I and III of Book V of this Code or with Regulation (EU) 2019/2033.
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