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Showing 3131–3140 of 66699 articles for “Art. 1 and Ann. 1”
…ndication of the code of conduct to which the voting consultant refers, a report on its application and, where applicable, a list of the provisions from which he has deviated, together with the reason…
…uthorisation to provide one or more data communication services within the meaning ofArticle L. 323-1, such authorisation shall be granted as part of the authorisation procedure as an investment servi…
…rwise be classified as an eligible counterparty in accordance with the provisions of Article D. 533-13. An investment service provider other than an asset management company may, at the request of a p…
…ions defined by order of the Minister responsible for the economy, the information referred to in c and d of Article 51 of Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27…
…ithin investment firms, the members of the board of directors or the supervisory board, on the one hand, and the members of the management board or any other body exercising equivalent functions or an…
I. - The body referred to in article L. 512-1 of the Insurance Code is responsible for establishing, maintaining and updating the register of persons referred to in I of article L. 546-1. In this capa…
The amount of credit referred to in Article L. 548-1 may not exceed €2,000 per lender and per project. The term of such credit may not exceed seven years. The contractual interest rate for such credit…
The following are deemed to be professional clients within the meaning of article L. 533-16, for all investment services and all financial instruments:1. a) The credit institutions referred to in arti…
I. - For the purposes of II of Article L. 533-12, the information provided to clients is as follows:1° Where they provide the investment service referred to in 5° of Article L. 321-1, investment servi…
…le L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to 7° ofarticle L. 612-41, until such…
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