Article L561-7
I. - For the persons mentioned in 1° to 6° and 7° bis of Article L. 561-2, the obligations laid down in I and III of Article L. 561-5 and in Article L. 561-5-1 may be implemented by a third party in e…
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Showing 11281–11290 of 12834 articles for “Art. 1° et 2°”
I. - For the persons mentioned in 1° to 6° and 7° bis of Article L. 561-2, the obligations laid down in I and III of Article L. 561-5 and in Article L. 561-5-1 may be implemented by a third party in e…
…licable, the power to impose penalties in the event of non-compliance therewith, shall be ensured : 1° By the Autorité de contrôle prudentiel et de résolution under the conditions defined in Article L…
…tain it in good time from them at its request.For the purposes of carrying out its mission, it has :1° A right of direct access to the files used by the departments responsible for the assessment, con…
…isting them in preparing or carrying out a transaction, the persons mentioned in Article L. 561-2 : 1° Identify their customer and, where applicable, the beneficial owner within the meaning of Article…
…6 or L. 561-24 and unless there has been fraudulent collusion with the owner of the sums or the perpetrator of the transaction, the persons referred to in Article L. 561-2 shall be released from any l…
…fence.For the performance of their respective duties, the department may also transmit information :1° To the financial courts, through their public prosecutors ;2° To the High Authority for the Trans…
…ng total remuneration at least equal to the lowest remuneration received by the person mentioned in 1° or 2° of Article L. 533-25 or the risk-takers, whose professional activities have a significant i…
…inanciers, under conditions laid down by decree. Approved service providers must at all times have: 1° Professional indemnity insurance or own funds, the level of which is set by the General Regulatio…
Before carrying on business, providers of the services referred to in 1° to 4° of Article L. 54-10-2 established in France or providing such services in France, shall be registered by the Autorité des…
…including potential clients. To this end, they shall take and document all reasonable measures to detect and prevent the risks of conflicts of interest that may arise in the course of their activity.…
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