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Showing 11331–11340 of 12834 articles for “Art. 1° et 2°”
…FM may rely on the provisions of Article L. 532-31, it shall notify the European Securities and Markets Authority without delay. The AMF shall provide the following information to support its assessme…
…e of these provisions is incompatible with compliance with the law to which the AIFM or the AIF marketed in the European Union is subject, the AIFM is not required to comply with that provision if it…
…in Article L. 321-1 and, where applicable, the related services mentioned in Article L. 321-2, to : 1° Non-professional clients ; 2° Clients who have asked to be treated as professional clients; 3° Pr…
I.-The Autorité de contrôle prudentiel et de résolution shall not grant authorisation to the branch of the applicant third-country undertaking unless the third-country undertaking to which the branch…
In this section :1° "Third-country firm" means a firm which, if its head office or registered office were situated in a Member State of the European Union, would be either a credit institution providi…
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Autorité des marchés financiers, the Banque de France, the Institut d'émission…
I. - Portfolio management companies are legal entities which manage one or more : 1° UCITS ; 2° FIA ; 3° UCITS governed by foreign law and approved in accordance with Directive 2009/65/EC of the Europ…
…1 but without being able to claim the benefit of the provisions of Articles L. 532-16 to L. 532-27: 1° a) The French State, the Caisse de la dette publique and the Caisse d'amortissement de la dette s…
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
…ent on the European Economic Area. To grant this authorisation, the Autorité de contrôle prudentiel et de résolution verifies, in addition to the conditions set out in Article L. 511-10, whether the c…
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