Article L526-35
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Banque de France, the Institut d'émission d'outre-mer, the Institut d'émission…
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Showing 11341–11350 of 12834 articles for “Art. 1° et 2°”
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Banque de France, the Institut d'émission d'outre-mer, the Institut d'émission…
…o management company referred to in Article L. 532-9 may manage third-country AIFs that are not marketed in the European Union, provided that : 1° The portfolio management company meets all the requir…
…section and for the application of the provisions relating to AIFM established in a third country :1° The AIFM is the legal person whose regular business is the management of one or more AIF;2° The r…
…les L. 533-1, L. 533-6, L. 533-9, L. 533-11 to L. 533-20, the first paragraph of Article L. 533-23, 2° and 4° of Article L. 533-24, 1° and 2° of Article L. 533-24-1, Articles L. 632-1 to L. 632-6, L.…
In order to grant authorisation to an investment firm, the Autorité de contrôle prudentiel et de résolution shall verify that the firm: 1. Has its registered office and effective management in France…
The Autorité de contrôle prudentiel et de résolution may withdraw the authorisation of an investment firm at the request of the firm. It may also be decided ex officio by the AMF in the following case…
…1-1 on a regular professional basis. The investment firms defined in the previous paragraph may be: 1° A class 1 bis investment firm, authorised to provide any of the investment services mentioned in…
…ouncil of 13 July 2009 shall provide the following documents to the Autorité des marchés financiers:1° The written agreement with the depositary referred to in Article L. 214-10;2° Information on the…
Funds collected in return for the issuance of electronic money shall be protected in accordance with one of the following two methods: 1° The funds collected shall under no circumstances be confused w…
…y institution's authorisation may also be decided ex officio by the Autorité de contrôle prudentiel et de résolution if the institution:1° Does not make use of the authorisation within a period of twe…
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