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Showing 2021–2030 of 63920 articles for “Art. 1° et 2°”
The financial futures instruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
The Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monit…
…also take into account the failure to comply with the requirements relating to good repute and competence applicable to the person concerned.
For the purposes of II of Article L. 533-15, the following conditions must be met:1° The client has agreed to receive the suitability statement without undue delay after the conclusion of the transact…
For the application of Articles L. 561-7, L. 561-20, 3° of Article R. 561-5-2, 2° of Article R. 561-5-3 and Article R. 561-9, the persons mentioned in Article L. 561-2 concerned shall assess the level…
The threshold mentioned in the second paragraph of Article L. 561-13 is set at 2,000 euros per session. The threshold referred to in the third paragraph of Article L. 561-13 is set at €2,000 per sessi…
The persons mentioned in 1° to 1°c of Article L. 561-2, acting as acquirers within the meaning of EU Regulation 2015/751 of the European Parliament and of the Council of 29 April 2015, shall only acce…
When the Autorité de contrôle prudentiel et de résolution proposes to the European Central Bank that the authorisation of the credit institution in question be withdrawn, it shall first obtain the opi…
I. - The Autorité de contrôle prudentiel et de résolution shall notify the Autorité des marchés financiers of decisions relating to the authorisation or empowerment of the persons referred to in 2° of…
The Autorité de contrôle prudentiel et de résolution has four months to rule on an application for approval of all or part of a code of conduct submitted pursuant to Article L. 612-29-1. During this p…
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