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Showing 12501–12510 of 14204 articles for “Art. 1°”
…promoters of a given project and the persons financing that project under the following conditions: 1° Legal entities and, when acting for professional purposes, natural persons seeking financing for…
For the purposes of this chapter, digital assets include: 1° The tokens referred to in Article L. 552-2, with the exception of those fulfilling the characteristics of the financial instruments referre…
Financial investment advisers must:1° Act honestly, loyally and professionally, in the best interests of their clients;2° Exercise their activity, within the limits authorised by their status, with du…
I. - An intermediary in various goods is 1° Any person who, directly or indirectly, by means of promotional communication or canvassing, offers on a regular basis to one or more clients or potential c…
…idity, size and nature of the market and the characteristics of the financial instrument concerned: 1° They carry out this market making continuously during a specified proportion of the trading hours…
…ortfolio management companies that provide persons with direct electronic access to a trading venue:1° Have effective systems and controls ensuring that:a) The suitability of persons using the service…
…ent firm to take, at an early stage, any measures necessary to address any of the following issues: 1° The investment firm does not meet the requirements of this Title or those of Regulation (EU) 2019…
Investment services providers offering, recommending or marketing financial instruments: 1° Ensure that they understand the characteristics of these financial instruments and assess their compatibilit…
…a Member State of the European Union or party to the Agreement on the European Economic Area shall:1° Notify the Autorité des marchés financiers as well as the competent authority designated as the c…
…authority of the trading platform where these instruments or units are traded, a full breakdown of: 1° Positions they have taken in these instruments or units or in economically equivalent OTC contrac…
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