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Showing 12491–12500 of 14204 articles for “Art. 1°”
The following are subject to the obligations set out in sections 2 to 7 of this chapter: 1° Bodies, institutions and services governed by the provisions of Title I of this Book, including branches of…
Only the following may carry on the business of custody account-keeping for financial instruments 1° Legal entities in respect of the financial instruments they issue by public offer, with the excepti…
…effect on expiry of a period determined by the Autorité des marchés financiers. During this period: 1° The provider of participative financing services is subject to supervision by the Autorité des ma…
…stment advisers are persons who engage in the following activities on a regular professional basis: 1° Investment advice as referred to in 5 of article L. 321-1 ; 2° (Repealed) 3° Advice on the provis…
…lf of the variable remuneration shall be allocated in the form of one of the following instruments: 1° Shares or equivalent property rights, depending on the legal structure of the investment firm; 2°…
No variable remuneration is paid to the persons mentioned in 1° and 2° of Article L. 533-25 within an investment firm benefiting from exceptional public financial support. Variable remuneration paid t…
Financial investment advisers : 1° Provide themselves with the resources and procedures necessary to carry out their activities and implement these resources and procedures efficiently ; 2° When provi…
…meets the safeguards required for a public offer, and in particular that the issuer of the tokens: 1° Is a legal entity established or registered in France; 2° Has put in place any means to monitor a…
Digital asset services include the following services: 1° The service of holding digital assets on behalf of third parties or access to digital assets, where applicable in the form of private cryptogr…
…ke the place of the asset manager or the person required to perform the undertakings referred to in 1° of I of Article L. 551-1 must file a draft disclosure document and a draft standard contract with…
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