Article L511-71
…ant impact on the institution's risk profile, referred to in the first paragraph, include at least: 1° All members of the Board of Directors, the Supervisory Board or any other body exercising equival…
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Showing 12591–12600 of 14204 articles for “Art. 1°”
…ant impact on the institution's risk profile, referred to in the first paragraph, include at least: 1° All members of the Board of Directors, the Supervisory Board or any other body exercising equival…
…n this article. II. - The subsidiaries mentioned in I may not carry out the following transactions: 1° High frequency trading transactions taxable underarticle 235 ter ZD bis of the General Tax Code;…
…its activities, the persons referred to in I may not simultaneously hold, within any legal person: 1° More than one mandate for one of the functions mentioned in 1° of IV and two mandates for one of…
…d or any other body exercising equivalent supervisory functions shall carry out an annual review of:1° The principles of the company's remuneration policy ;2° The remuneration, indemnities and benefit…
…e prudentiel et de résolution. For the purposes of the previous paragraph, a related party may be : 1° A spouse, a partner linked by a civil solidarity pact, an ascendant or a descendant of the first…
…rrying out the following transactions other than through subsidiaries dedicated to these activities:1° Trading activities in financial instruments on their own account, with the exception of activitie…
…n each State or territory.III. - The following information is published for each State or territory:1° Name of establishments, nature of activity and geographical location ;2° Net banking income and t…
…iciently good repute and have the knowledge, skills and experience required to perform their duties:1° Members of the Board of Directors, the Supervisory Board and the Management Board, the Chief Exec…
…is likely in the near future to be in breach of the requirements resulting from the provisions of : 1° Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 ; 2° Ar…
…o in I, necessary to meet the capital conservation buffer requirement, increased, where applicable: 1° The countercyclical capital buffer requirement specific to the credit institution or finance comp…
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