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Showing 12631–12640 of 14204 articles for “Art. 1°”
…king into account the conditions imposed on financial instrument settlement and delivery systems in 1° and 2° of Article L. 421-12. In its assessment, the AMF shall take account of the supervision exe…
…conditions may be attached to the following offers of financial securities or shares to the public: 1° A public offer of less than a certain amount. The total amount of the offer is calculated over a…
…st sentence of the first paragraph of Article L. 411-1, the following public offers are authorised: 1° The offer of financial securities or shares exclusively to a restricted circle of investors actin…
I. - Trading venue managers : 1° Publish a weekly report presenting the aggregate positions held by the different categories of persons mentioned in IV for the different commodity derivatives, the uni…
…gement controls. These controls shall include, as a minimum, the power for the trading platform to: 1° to monitor the open positions of the persons concerned ; 2° to obtain information from such perso…
…ench Consumer Code, shall be subject to an administrative fine not exceeding the following amounts: 1° €3,000 for a natural person and €15,000 for a legal person, in the case of breaches of Article 5(…
…ench Consumer Code, are subject to an administrative fine that may not exceed the following amounts:1° €3,000 for a natural person and €15,000 for a legal entity, with regard to articles 3 to 5, 2 of…
…eferred to in articles L. 353-1 and L. 353-2 are also liable to the following additional penalties: 1° Disqualification from civic, civil and family rights, in accordance with the provisions of articl…
…s concluded on the regulated market that it manages, subject to the following cumulative conditions:1° The establishment of arrangements and links between the system for settlement and delivery of fin…
…n of Chartered Accountant, legal entities or companies carrying out the transactions referred to in 1° and 2° of article L. 411-2 are not deemed to be making a public offer.
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