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Showing 12641–12650 of 14204 articles for “Art. 1°”
…king into account the conditions imposed on financial instrument settlement and delivery systems in 1° and 2° of Article L. 421-12.In its assessment, the AMF shall take into account the oversight exer…
…MF establishes and applies limits on the size of a net position that a person may hold at any time: 1° In agricultural commodity derivatives within the meaning of Regulation (EU) No 600/2014 of the Eu…
…f the spread, and are tailored to each financial instrument.II. - For the purposes of this article :1° "representative certificate" means a negotiable instrument which evidences ownership of securitie…
I.-The persons referred to in Article L. 421-7 must meet the following requirements: 1° They must devote sufficient time to performing their duties within the market undertaking. The number of mandate…
…ute and possess the knowledge, skills and experience necessary for the performance of their duties: 1° Members of the Board of Directors, the Supervisory Board and the Management Board, the Chief Exec…
…provisions of Article L. 411-1, a public offer of the following financial securities is authorised: 1° Financial securities issued by a State ; 2° Financial securities guaranteed by a State; 3° Financ…
…authorised to make a public offer of financial securities referred to in 2° of Article L. 411-2 or 1° of Article L. 411-2-1 are exempt from the obligation to draw up a prospectus in respect of the pu…
The following offences are punishable by six months' imprisonment and a fine of €7,500 1° Any person who engages in the activity of canvassing for banking or financial services as defined in article L…
…ed of the persons referred to in Article L. 421-7 who do not hold any of the offices referred to in 1° of II of Article L. 421-7-1 within the market undertaking concerned. The criteria according to wh…
…nitiating those orders.IV. - The operator of a trading platform providing direct electronic access :1° Shall put in place effective systems, procedures and mechanisms to ensure that:a) Its members are…
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