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Showing 7931–7940 of 59015 articles for “Art. 10 and 11”
…powers to manage or administer, depending on the seriousness of the breach:1° a warning ;2° a reprimand3° A ban on carrying out certain intermediation transactions and any other restrictions on the ex…
…her natural persons or legal entities, to assist or replace the managers referred to in Article L. 511-13 or 4 of Article L. 532-2 and the members of the board of directors, the supervisory board, any…
…nce Code, Article L. 423-2 of the French Insurance Code, Article L. 431-2 of the French Mutual Code and Article L. 951-2 of the French Social Security Code, as well as, where applicable, the federal g…
…rranted by an emergency situation, in particular that described in Article 18 of Regulation (EU) No 1093/2010, or an adverse development that is likely to threaten market liquidity or the stability of…
The Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall set up a joint centre responsible for 1° coordinating the proposals for supervisory priorities define…
…ppointed jointly by the Secretaries General of the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers. Under their joint authority, he is responsible for implemen…
…view to taking, for the group, one or more measures equivalent to those referred to in Articles L. 511-41-5 or L. 612-34-1, the Autorité shall provide all the cooperation required. III. - In the cases…
…tor or liquidator has been appointed for a credit institution in accordance with Articles L. 612-34 and L. 613-24, the Autorité de contrôle prudentiel et de résolution may, after obtaining the opinion…
…on shall exercise supervision on a consolidated basis of a group within the meaning of Articles L. 511-41-2 and L. 533-4-1 or, where applicable, supervision of compliance with the group capitalisation…
…es within the meaning of Article 4(1)(40) of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 or, where applicable, within the meaning of Article 4(1)(7) of Re…
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