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Showing 1791–1800 of 56517 articles for “Art. 1148–1152 and 2224”
…or monitoring the individual professional activities of its members, representing them collectively and defending their rights and interests. II -With a view to the financial investment adviser becomi…
…hat keeps the register with all the information needed to verify the conditions governing access to and practice of their activity. They are also required to inform this body as soon as possible if th…
The conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project…
…direct or manage an intermediary in participative financing must meet the conditions of good repute and professional competence laid down by decree in the Conseil d'Etat.
In investment firms of significant importance in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% o…
In investment firms of significant importance in relation to their size, the board of directors, the supervisory board or any other body exercising equivalent supervisory functions shall establish a r…
Participative finance intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of their clients, including potential clients. To this…
…whether: 1° The persons who effectively manage the service provider are of sufficiently good repute and are competent to perform their duties; 2° The natural persons who either hold, directly or indir…
…rticle L. 54-10-2. Any person who is not registered as a provider of the services referred to in 1° and 4° above is prohibited from using a name, company name, advertising or any other process that gi…
…it may order that any communication concerning the offer referring to its approval be discontinued and withdraw its approval under the conditions specified in its General Regulations, either definiti…
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