Article D533-13
The following have the status of eligible counterparties within the meaning of Article L. 533-20: 1. a) The credit institutions referred to in Article L. 511-9 ; b) The investment firms referred to in…
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Showing 8631–8640 of 52210 articles for “Art. 1156 al. 1”
The following have the status of eligible counterparties within the meaning of Article L. 533-20: 1. a) The credit institutions referred to in Article L. 511-9 ; b) The investment firms referred to in…
…rwise be classified as an eligible counterparty in accordance with the provisions of Article D. 533-13. An investment service provider other than an asset management company may, at the request of a p…
The following are deemed to be professional clients within the meaning of article L. 533-16, for all investment services and all financial instruments:1. a) The credit institutions referred to in arti…
…ssional client, provided that it complies with the criteria and procedure set out in Article D. 533-12-1. However, non-professional clients must not be presumed to have knowledge and experience of the…
…right-hand column of the same table:Applicable articlesIn the wording resulting from the decreeR. 519-1n° 2012-101 of 26 January 2012R. 519-2 to R. 519-4 with the exception of IIINo. 2019-1098 of 29…
…right-hand column of the same table:Applicable articlesIn the wording resulting from the decreeR. 519-1n° 2012-101 of 26 January 2012R. 519-2 to R. 519-4 with the exception of IIINo. 2019-1098 of 29…
…right-hand column of the same table:Applicable articlesIn the wording resulting from the decreeD. 614-1n° 2017-1324 of 6 September 2017D. 614-2No. 2014-1316 of 3 November 2014D. 614-3no. 2005-1007 of…
…right-hand column of the same table:Applicable articlesIn the wording resulting from the decreeD. 614-1n° 2017-1324 of 6 September 2017D. 614-2No. 2014-1316 of 3 November 2014D. 614-3no. 2005-1007 of…
…ht-hand column of the same table: Articles applicable In the wording resulting from the decree D. 621-27 No. 2020-1768 of 30 December 2020 D. 621-28 No. 2018-1327 of 28 December 2018 D. 621-29 No. 202…
For the application of articles L. 2152-1 and L. 2152-4, companies are considered to be members, whether or not they employ salaried staff, if they pay a membership fee, in accordance with the rules l…
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