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Showing 5071–5080 of 65949 articles for “Art. 1216 al. 2 et 3 · Cass. com. 28 June 2017 n° 15-17.394 · Cass. com. 24 June 1997 · Cass. com. 4 May 2010 n° 09-13.118”
Staff performing control functions are independent of the business units they supervise, have the necessary authority and are remunerated on the basis of the achievement of objectives related to their…
I. - Any failure by the persons referred to in 12°, 13°, 14°, 18° and 19° of Article L. 561-2 to comply with the obligations laid down in Sections 3 to 6 of this Chapter, in Chapter II of this Title,…
Subject to the provisions of Articles L. 613-31-5 and L. 613-31-6 : 1° Reorganisation and winding-up measures decided by the competent authorities of a Member State other than France in respect of a c…
I. - Without prejudice to the supervision exercised by the competent authorities of the home State, the Autorité de contrôle prudentiel et de résolution is responsible for monitoring compliance by the…
…on, where the college of supervisors or the college of resolution takes a decision or measure which may have an impact in one or more other Member States, the college shall take into account the inter…
By way of derogation from article R. 214-32-29, a general-purpose investment fund may invest, in accordance with the principle of risk spreading, up to 100% of its assets in different eligible financi…
I. - (Repealed)II. - A general-purpose investment fund may not hold more than :1° 10% of the non-voting equity securities of any one issuer ;2° 10% of the debt securities of any one issuer ;3° 10% of…
A general purpose investment fund may hold up to 25% of the same category of financial securities of the same issuer when the latter is a socially responsible company mentioned in article L. 3332-17-1…
…te of the European Union or an investment fund governed by foreign law, it shall not combine the assets of these FIAs, collective investment schemes or funds for the purposes of applying the limits st…
I. - By way of derogation from the 10% limit set out in II of article R. 214-32-29, a general purpose investment fund may invest up to 20% of its assets in equities and debt securities of a single iss…
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