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Showing 271–280 of 2095 articles for “Art. 131-39”
I.-When one or more of the units of account referred to in Article L. 131-1 are made up of units or shares in a collective investment undertaking whose redemption or issue of units or shares has been…
Sworn merchandise brokers sell and buy back merchandise in the event of non-performance of a contract.
Investment service providers may, concurrently with commodity brokers, negotiate and broker sales or purchases of metallic materials. They alone have the right to determine the price.
Sworn merchandise brokers must provide evidence of: 1° The existence in a credit institution of an account intended exclusively to receive funds held on behalf of others; 2° Insurance covering their p…
Sworn commodity brokers are represented by a National Council of Sworn Commodity Brokers.
On being entered on the list drawn up by the Court of Appeal, the stockbroker takes an oath before that court to perform the duties of his office with honour and probity.
No person may be entered on the list of sworn goods brokers of a court of appeal unless he fulfils the following conditions: 1° Be French or a national of a Member State of the European Union or of an…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this section, in particular the procedures for registration on the lists of sworn goods brokers, as well as those re…
In addition to their role as sworn goods brokers, brokers may carry out their usual activities, such as commission, brokerage, commercial agency and consignment of goods, either on a personal basis or…
No one may be registered as a sworn goods broker on more than one Court of Appeal list.
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