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Showing 1781–1790 of 56495 articles for “Art. 1380 and 1381”
…nt service provider, participative finance service provider or intermediary in banking transactions and payment services. However, when this activity of intermediary in equity financing is carried out…
…are subject to the obligations set out in sections 2 to 7 of this chapter: 1° Bodies, institutions and services governed by the provisions of Title I of this Book, including branches of the credit in…
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…rectors, the supervisory board or any other body exercising equivalent supervisory functions adopts and regularly reviews the remuneration policy and assumes overall responsibility for supervising its…
…or monitoring the individual professional activities of its members, representing them collectively and defending their rights and interests. II -With a view to the financial investment adviser becomi…
…hat keeps the register with all the information needed to verify the conditions governing access to and practice of their activity. They are also required to inform this body as soon as possible if th…
The conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project…
…direct or manage an intermediary in participative financing must meet the conditions of good repute and professional competence laid down by decree in the Conseil d'Etat.
In investment firms of significant importance in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% o…
In investment firms of significant importance in relation to their size, the board of directors, the supervisory board or any other body exercising equivalent supervisory functions shall establish a r…
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