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Showing 4171–4180 of 14710 articles for “Art. 150 U et seq.”
To obtain authorisation as a portfolio management company, applicants must submit their application to the Autorité des marchés financiers.The application for authorisation must be accompanied by a fi…
…lso receive notifications of freedom of establishment and freedom to provide services involving the use of tied agents by credit institutions referred to in Articles L. 532-18 and L. 532-18-1. It shal…
I. - Pursuant to I ofArticle L. 532-23, notifications of the establishment of a branch or the use of a tied agent by investment firms and notifications of the use of a tied agent by credit institution…
Pursuant to Article V of Article L. 532-39, in the event of a difference of opinion between the Autorité des marchés financiers and the European Securities and Markets Authority :1° The Autorité des m…
No later than 31 July each year, the association shall send the report referred to in II of Article L. 519-13 to the Autorité de contrôle prudentiel et de résolution. This report contains a copy of th…
When the Autorité de contrôle prudentiel et de résolution decides to withdraw an association's authorisation, it shall notify the association of this decision by registered letter or electronic regist…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of II of Article L. 521-3 within three months.
The Autorité de contrôle prudentiel et de résolution may oppose the proposed acquisition only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-8-1, o…
I. - Before attaching special conditions to an authorisation, granting an authorisation to acquire a holding or a controlling interest, or granting an authorisation to a portfolio management company w…
…certification from bodies that organise examinations to verify the professional knowledge of individuals placed under the authority of or acting on behalf of portfolio management companies is deemed t…
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