Article R532-1
I. - To obtain authorisation as an investment firm, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application drawn up in accordance with the conditions laid down i…
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Showing 4191–4200 of 14710 articles for “Art. 150 U et seq.”
I. - To obtain authorisation as an investment firm, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application drawn up in accordance with the conditions laid down i…
I. - Any portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, wishes for the first time to ma…
A branch authorised in accordance with Article L. 532-48 shall report the following information annually to the Autorité de contrôle prudentiel et de résolution, which shall inform the Autorité des ma…
…nd R. 613-10 to R. 613-23 also apply to the persons mentioned in Article 4 of Article L. 440-2.The Autorité de contrôle prudentiel et de résolution may authorise the persons referred to in the previou…
The association verifies that the staff of its members subject to the requirement of good repute referred to in articles L. 500-1, L. 519-3-3 and R. 519-6 meet this requirement. To this end, any perso…
Following its audits, the association recommends any compliance measures to its members and ensures that they are followed up.
The Autorité de contrôle prudentiel et de résolution shall immediately inform the public of the withdrawal of authorisation by means of a press release posted on its website. It will also inform the b…
I. - Pursuant to the provisions ofArticle L. 532-3-1 and without prejudice to the provisions of I ofArticle L. 531-6, the Autorité de contrôle prudentiel et de résolution shall be informed in advance…
When assessing the acquisition or extension of a direct or indirect qualifying holding in the capital of an investment firm referred to in I of Article L. 531-6, the Autorité de contrôle prudentiel et…
The association shall ensure that its members comply with the obligation to take out the professional indemnity insurance referred to in Article L. 519-3-4. In particular, it verifies that this contra…
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