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Showing 4291–4300 of 14710 articles for “Art. 150 U et seq.”
…d corporate name, the address of their registered office, their e-mail address, their registration number in the register referred to in Article L. 512-1 of the Insurance Code and, where applicable, i…
I. - For the purposes of II of Article L. 533-12, the information provided to clients is as follows:1° Where they provide the investment service referred to in 5° of Article L. 321-1, investment servi…
Each of the persons who effectively directs the business of the undertaking within the meaning of Article L. 532-2 and each member of the Board of Directors, the Supervisory Board, the Management Boar…
I. - The civil liability insurance contract taken out by a financial investment adviser pursuant to article L. 541-3 includes cover that takes effect on 1st March for a period of twelve months. The co…
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
…nt donation-based financing offers on their website that take the form of a collection open to the public, intermediaries in participative financing shall make available to the parties a standard cont…
Clients referred to in Article D. 533-12 may waive the protection afforded by the rules of conduct only in accordance with the following procedure: 1° The client shall notify the investment service pr…
…cy referred to in I of Article L. 533-22 describes the way in which the following elements in particular are ensured: 1° Monitoring of strategy, financial and non-financial performance, risks, capital…
…ions to verify the professional knowledge of financial investment advisers or, where applicable, natural persons placed under their authority or acting on their behalf, shall be deemed to constitute a…
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