Article L511-94
As part of its remit, the risk committee shall examine whether the prices of the products and services referred to in books II and III offered to customers are compatible with the risk strategy of the…
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Showing 8531–8540 of 17003 articles for “Art. 150 V”
As part of its remit, the risk committee shall examine whether the prices of the products and services referred to in books II and III offered to customers are compatible with the risk strategy of the…
…ns or undertakings to which its membership was subject, if it has not commenced business within twelve months of becoming a member, if it has not been in business for at least six months or if it has…
Applications for membership of the approved professional association are answered within two months of the date of receipt by the association of a complete application. If the approved professional as…
I.-The professional associations referred to in I of Article L. 519-11 are approved by the Autorité de contrôle prudentiel et de résolution, which verifies their representativeness, the competence and…
A decree in the Conseil d'Etat shall specify the terms and conditions for the application of this section.
Bank and payment services intermediaries shall inform the association of which they are members of any change in the information concerning them and of any fact that may affect their membership of the…
…their registration in the register referred to in I of Article L. 546-1, the banking and payment services intermediaries referred to in Article L. 519-1 and their agents shall join an approved profess…
I.-The legal representatives, directors, staff and agents of the associations referred to in I of Article L. 519-11 of this Code are bound by professional secrecy in the context of the tasks referred…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
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